Filing Details
- Accession Number:
- 0001112679-11-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-24 19:03:04
- Reporting Period:
- 2011-08-22
- Filing Date:
- 2011-08-24
- Accepted Time:
- 2011-08-24 19:03:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200482 | K Andrew Ludwick | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-22 | 25,000 | $14.29 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-08-22 | 45,000 | $23.68 | 75,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-22 | 70,000 | $0.00 | 5,000 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2011-08-22 | 70,000 | $0.00 | 160,000 | No | 4 | G | Indirect | Ludwick Family 1989 Trust |
| Common Stock | Disposition | 2011-08-22 | 160,000 | $43.90 | 0 | No | 4 | S | Indirect | Ludwick Family 1989 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Ludwick Family 1989 Trust |
| No | 4 | S | Indirect | Ludwick Family 1989 Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2011-08-22 | 25,000 | $0.00 | 25,000 | $14.29 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2011-08-22 | 45,000 | $0.00 | 45,000 | $23.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-07-15 | No | 4 | M | Direct | |
| 0 | 2016-07-15 | No | 4 | M | Direct |
Footnotes
- Reflects 70,000 options exercised on August 22, 2011 which were held directly by Mr. Ludwick and transferred into the Ludwick Family 1989 Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
- Shares sold on the open market are reported as an average sell price per share of $43.90; breakdown of shares sold and per share sale prices are as follows: 8,700 at $43.70; 700 at $43.71; 200 at $43.72; 400 at $43.73; 300 at $43.74; 200 at $43.75; 500 at $43.76; 3,310 at $43.77; 19,478 at $43.80; 5,900 at $43.81; 100 at $43.82; 6,020 at $43.83; 7,220 at $43.84; 3,900 at $43.85; 881 at $43.86; 100 at $43.87; 32,000 at $43.88; 700 at $43.89; 10,000 at $43.90; 8,000 at $43.91; 1,000 at $43.92; 5,119 at $43.94; 9,800 at $43.97; 200 at $43.98; 13,179 at $44.00; 1,000 at $44.01; 1,690 at $44.03; 1,000 at $44.04; 2,881 at $44.05; 1,000 at $44.11; 5,000 at $44.12; 4,400 at $44.19; 1,000 at $44.21; 1,922 at $44.22 and 2,200 at $44.25.
- Granted July 15 2008; vesting in monthly increments over a 3 year period.
- Granted July 15, 2009; vesting in monthly increments over a 1 year period.
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