Filing Details

Accession Number:
0001140361-11-043534
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-24 16:37:59
Reporting Period:
2011-08-19
Filing Date:
2011-08-24
Accepted Time:
2011-08-24 16:37:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 272978010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018327 B Steven Klinsky C/O New Mountain Capital, L.l.c.
787 7Th Avenue, 49Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-19 13 $11.99 1,807,425 No 4 P Direct
Common Stock Acquisiton 2011-08-22 6,987 $11.82 1,814,412 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 68,965 Indirect See Note
Common Stock 65,792 Indirect See Note
Footnotes
  1. The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.53 to $11.92, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
  2. The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. New Mountain Guardian GP, L.L.C. directly owns 65,792 shares of common stock of New Mountain Finance Corporation. The reporting person is the sole owner of New Mountain Guardian GP, L.L.C. and may be deemed to beneficially own these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.