Filing Details

Accession Number:
0001140361-11-043449
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-24 12:49:59
Reporting Period:
2011-08-15
Filing Date:
2011-08-24
Accepted Time:
2011-08-24 12:49:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410087 Sound Financial Inc. SNFL Savings Institution, Federally Chartered (6035) 260776123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410548 L Milton Mcmullen C/O Sound Financial Inc
2005 Fifth Ave - Suite 200
Seattle WA 98121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-15 505 $6.61 9,000 No 4 S Indirect Family Trust
Common Stock Acquisiton 2011-08-23 1,000 $6.70 10,000 No 4 P Indirect Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Family Trust
No 4 P Indirect Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,476 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $7.35 2019-01-27 1,857 1,857 Direct
Common Stock Stock Option (Right to Buy) $8.50 2019-01-27 1,857 1,857 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-27 1,857 1,857 Direct
2019-01-27 1,857 1,857 Direct
Footnotes
  1. The options vest in 5 equal annual installments beginning on January 27, 2010.