Filing Details

Accession Number:
0001354488-11-003077
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-24 09:46:58
Reporting Period:
2011-08-19
Filing Date:
2011-08-24
Accepted Time:
2011-08-24 09:46:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054274 Alliqua Inc. [ALQA.OB] Surgical & Medical Instruments & Apparatus (3841) 582349413
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205074 Richard Rosenblum 19 Horizon Drive
Wayne NJ 07470
- Yes Yes Yes No
1320581 David Stefansky Mobile Reach International Inc.
8000 Regency Parkway, Suite 430
Cary NC 27511
- Yes Yes Yes No
1400704 Harborview Master Fund Lp Harbour House Waterford Drive
Po Box 972
Tortola D8 00000
No No Yes No
1492019 Harborview Advisors, Llc 850 Third Avenue, Suite 1801
New York NY 10022
No No Yes No
1509151 Harborview Value Master Fund, L.p. 850 Third Avenue, Suite 1801
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-19 50,000 $0.07 36,044,498 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. This statement is jointly filed by and on behalf of each of Harborview Master Fund, L.P. ("Harborview Master Fund"), Harborview Value Master Fund, L.P. ("Harborview Value Fund"), Harborview Advisors, LLC ("Harborview Advisors"), Richard Rosenblum and David Stefansky. Harborview Master Fund, Harborview Value Fund, and Messrs. Rosenblum and Stefansky are the record and direct beneficial owners of the securities covered by this statement. Harborview Advisors is the general partner of, and may be deemed to beneficially own securities owned by, each of Harborview Master Fund and Harborview Value Fund. Messrs. Rosenblum and Stefansky are the managing members of, and may be deemed to beneficially own securities owned by, Harborview Advisors.
  2. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  3. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
  4. Includes (a) 27,981,999 shares of common stock directly beneficially owned by Harborview Master Fund, (b) 7,812,499 shares of common stock directly beneficially owned by Harvorview Value Fund, (c) 50,000 shares of common stock directly beneficially owned by Mr. Rosenblum and (d) 150,000 shares of common stock directly beneficially owned by Mr. Stefansky.
  5. Mr. Rosenblum purchased an additional 50,000 shares of common stock on the open market on August 19, 2011.