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Home > Insider Trading > Filing (0000820318-11-000023)

Filing Details

Accession Number:: 0000820318-11-000023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-24 09:30:56
Reporting Period:: 2011-08-19

Filing Date:: 2011-08-24
Accepted Time:: 2011-08-24 09:30:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1517296	H. Howard Xia	Beijing Riviera 384B, No. 1 Xiang Jiang North Rd., Chaoyang District Beijing F4 100103		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-19	4,000	$17.52	4,000	No	4	P	Indirect	Xia Family Trust
Common Stock	Acquisiton	2011-08-20	4,650	$0.00	8,650	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Xia Family Trust
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to buy)	Acquisiton	2011-08-20	9,300	$0.00	9,300	$17.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,300		2021-08-20	No	4	A	Direct

Footnotes

The reporting person disclaims beneficial ownership of shares held by the Xia Family Trust except to the extent of his pecuniary interest therein.
Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 20, 2014.
The option vests in 5 equal annual installments beginning on August 20, 2012.