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Home > Insider Trading > Filing (0001181431-11-046611)

Filing Details

Accession Number:: 0001181431-11-046611
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-24 06:16:01
Reporting Period:: 2011-08-19

Filing Date:: 2011-08-24
Accepted Time:: 2011-08-24 06:16:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270436	Institutional Financial Markets Inc.	IFMI	Security Brokers, Dealers & Flotation Companies (6211)	161685692

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1378250	Lance Ullom	C/O Institutional Financial Markets, Inc 2929 Arch Street, 17Th Floor Philadelphia PA 19104-2870		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	Acquisiton	2011-08-19	300	$2.09	18,300	No	4	P	Indirect	Trust
Common Stock, $0.001 Par Value Per Share	Acquisiton	2011-08-22	400	$2.10	18,700	No	4	P	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Trust
No	4	P	Indirect	Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	25,958	Direct

Footnotes

These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.