Filing Details

Accession Number:
0000769993-11-000588
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-22 16:13:00
Reporting Period:
2011-08-18
Filing Date:
2011-08-22
Accepted Time:
2011-08-22 16:13:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487990 Aeroflex Holding Corp. ARX Semiconductors & Related Devices (3674) 010899019
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447253 J. Bradley Gross 200 West Street
New York NY 10282
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-18 5,000 $8.25 12,769,010 No 4 P Indirect See footnotes
Common Stock Disposition 2011-08-18 5,000 $8.35 12,764,010 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
  2. GS Group and Goldman Sachs may be deemed to beneficially own indirectly 12,764,010 shares of common stock, par value $0.01 per share (the "Common Stock"), of Aeroflex Holding Corp. ("Aeroflex Holding") by reason of the indirect beneficial ownership of such shares by GS Direct, L.L.C. ("GS Direct"), a wholly-owned subsidiary of GS Group. GS Direct may be deemed to beneficially own indirectly 12,764,010 shares of Common Stock by reason of the direct beneficial ownership of such shares by VGG Holding LLC ("VGG"). The membership interests of VGG are held by a private investor group, which includes GS Direct. GS Direct owns 21.7% of the class A membership interests of VGG. Goldman Sachs serves as the manager of GS Direct.
  3. The Common Stock of Aeroflex Holding reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to Aeroflex Holding.