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Filing Details

Accession Number:
0001181431-11-046444
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-22 15:46:52
Reporting Period:
2011-08-18
Filing Date:
2011-08-22
Accepted Time:
2011-08-22 15:46:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273813 Assured Guaranty Ltd AGO Surety Insurance (6351) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026610 Jr L Wilbur Ross 1166 Avenue Of The Americas
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-18 256,000 $11.60 16,791,996 No 4 P Indirect See footnote
Common Stock Acquisiton 2011-08-19 120,000 $11.53 16,911,996 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,294 Direct
Footnotes
  1. The Common Stock reported herein was purchased at a range of between $11.49 and $11.69 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
  2. These shares were purchased by the following funds: 243,411 by WLR Recovery Fund IV, L.P. ("Fund IV"), 828 by WLR IV Parallel ESC, L.P. ("Parallel Fund") and 11,761 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund"); the aggregate total includes shares owned by the entities listed in footnotes 5 and 6.
  3. The Common Stock reported herein was purchased at a range of between $11.47 and $11.55 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
  4. These shares were purchased by the following funds: 114,099 by Fund IV, 388 by Parallel Fund and 5,513 by WLR/GS Fund; the aggregate total includes shares owned by the entities listed in footnotes 5 and 6.
  5. WLR Recovery Fund IV, L.P. ("Fund IV") holds 13,802,023 shares directly. WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. WLR IV Parallel ESC, L.P. ("Parallel Fund") holds 47,513 shares directly. WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") holds 668,455 shares directly. WLR AGO Co-Invest, L.P. ("Co-Invest Fund") holds 1,045,202 shares directly. Mr. Ross is the managing member of El Vedado, LLC. El Vedado, LLC is the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 6)
  6. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.