Filing Details

Accession Number:
0001181431-11-046378
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-19 20:34:00
Reporting Period:
2011-08-18
Filing Date:
2011-08-19
Accepted Time:
2011-08-19 20:34:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260270 Walter William Goodmen 1911 Walker Ave
Monrovia CA 91016
Global Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-18 12,666 $4.69 21,166 No 4 M Direct
Common Stock Disposition 2011-08-18 12,666 $6.70 8,500 No 4 S Direct
Common Stock Acquisiton 2011-08-19 4,000 $4.69 12,500 No 4 M Direct
Common Stock Disposition 2011-08-19 4,000 $6.75 8,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2011-08-18 12,666 $0.00 16,666 $4.69
Common Stock Common Stock Options Disposition 2011-08-19 4,000 $0.00 4,000 $4.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,334 2020-08-15 No 4 M Direct
33,334 2020-08-15 No 4 M Direct
Footnotes
  1. Includes (i) 1,000 restricted shares of common stock, subject to forfeiture and vesting in a single installment on March 2, 2012, and (ii) 7,500 Performance Accelerated Restricted Shares of Common Stock, subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
  2. The 50,000 options originally granted first become exercisable as follows: 16,666 shares on 8/16/11, 16,667 shares on 8/16/12 and 16,667 shares on 8/16/13.