Filing Details

Accession Number:
0001003344-11-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-19 18:54:24
Reporting Period:
2011-08-18
Filing Date:
2011-08-19
Accepted Time:
2011-08-19 18:54:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1003344 Headwaters Inc HW Concrete Products, Except Block & Brick (3272) 870547337
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077606 A Kirk Benson 10653 S. Riverfront Parkway, Suite 300
South Jordan UT 84095
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-18 21,000 $1.93 874,643 No 4 P Direct
Common Stock Acquisiton 2011-08-19 44,000 $1.81 918,643 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 287,832 Indirect by Corporation