Filing Details

Accession Number:
0001179110-11-012409
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-18 17:52:06
Reporting Period:
2011-08-18
Filing Date:
2011-08-18
Accepted Time:
2011-08-18 17:52:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211351 New York & Company Inc. NWY Retail-Women's Clothing Stores (5621) 331031445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1043031 Louis Lipschitz 450 West 33Rd Street
5Th Floor
New York NY 10001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-18 11,500 $4.30 31,571 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Stock Units $0.00 2021-06-22 13,544 13,544 Direct
Common Stock Options to Purchase Common Stock $15.67 2015-09-07 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-06-22 13,544 13,544 Direct
2015-09-07 10,000 10,000 Direct
Footnotes
  1. This sale of common stock is pursuant to a 10b5-1 plan, under Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended.
  2. On June 22, 2011, the reporting person was awarded deferred stock units which vest on June 22, 2012. The reporting person has elected to defer the receipt of shares until January 2, 2021. Each deferred stock unit is the economic equivalent of one share of New York & Company, Inc. common stock.
  3. The options to purchase common stock are currently exercisable.