Filing Details

Accession Number:
0001386139-11-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-18 16:38:50
Reporting Period:
2011-08-17
Filing Date:
2011-08-18
Accepted Time:
2011-08-18 16:38:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463972 Vuzix Corp VZX:TSXV Computer Peripheral Equipment, Nec (3577) 043392453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474779 William Lee 75 Town Centre Dr
C/O Vuzix Corporation
Rochester NY 14623
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-17 20,000 $0.09 149,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 129,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant (right to buy) $0.28 2009-12-24 2012-12-23 50,000 50,000 Direct
Common Stock Warrant (right to buy) $0.28 2009-12-24 2012-12-23 12,500 12,500 Indirect
Common Stock Warrant (right to buy) $0.28 2009-12-24 2012-12-23 12,500 12,500 Indirect
Common Stock Stock Option (right to buy) $0.19 2009-12-24 2019-12-23 300,000 300,000 Direct
Common Stock Stock Option (right to buy) $0.15 2021-02-24 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-23 50,000 50,000 Direct
2012-12-23 12,500 12,500 Indirect
2012-12-23 12,500 12,500 Indirect
2019-12-23 300,000 300,000 Direct
2021-02-24 150,000 150,000 Direct
Footnotes
  1. These options were granted under the Issuer's 2009 Stock Option Plan and vest over 12 months from the date of grant in equal monthly installments.