- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2011-08-18 15:52:53
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2011-08-18 15:52:53
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1273813||Assured Guaranty Ltd||AGO||Surety Insurance (6351)||000000000|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1026610||Jr L Wilbur Ross||1166 Avenue Of The Americas |
New York NY 10036
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Stock||Acquisiton||2011-08-16||400,000||$12.00||16,535,996||No||4||P||Indirect||See footnote|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
- The Common Stock reported herein was purchased at a range of between $11.88 and $12.09 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
- These shares were purchased by the following funds: 380,329 by WLR Recovery Fund IV, L.P. ("Fund IV"), 1,294 by WLR IV Parallel ESC, L.P. ("Parallel Fund") and 18,377 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund"); the aggregate total includes shares owned by the entities listed in footnotes 3 and 4.
- WLR Recovery Fund IV, L.P. ("Fund IV") holds 13,444,513 shares directly. WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. WLR IV Parallel ESC, L.P. ("Parallel Fund") holds 46,297 shares directly. WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") holds 651,181 shares directly. WLR AGO Co-Invest, L.P. ("Co-Invest Fund") holds 1,045,202 shares directly. Mr. Ross is the managing member of El Vedado, LLC. El Vedado, LLC is the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 4)
- Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.