Filing Details

Accession Number:
0001417327-11-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-17 21:37:39
Reporting Period:
2011-08-15
Filing Date:
2011-08-17
Accepted Time:
2011-08-17 21:37:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1142616 A Alain Couder 2560 Junction Avenue
San Jose CA 95134
Chairman, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-15 50,000 $0.00 184,644 No 4 A Direct
Common Stock Disposition 2011-08-15 305 $4.08 184,339 No 4 S Direct
Common Stock Disposition 2011-08-17 9,671 $3.76 174,668 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2011-08-15 70,000 $0.00 70,000 $4.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2012-08-15 2021-08-15 No 4 A Direct
Footnotes
  1. The restricted award vests 25% on the one year anniversary, then 6.25% every 3 month period thereafter.
  2. Sale of 305 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the vesting of previously granted and reported restricted stock awards.
  3. The price range for sales of these shares was between $4.0701 to $4.0801. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  4. Sale of 9,671 shares to satisfy tax obilgations arising in connection with the vesting of previously granted and reported restricted stock awards.
  5. The price range for sales of these shares was between $3.75 to $3.78. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  6. The option vests 25% on the one year anniversary, then 36 equal monthly installments thereafter.