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Home > Insider Trading > Filing (0001417327-11-000024)

Filing Details

Accession Number:: 0001417327-11-000024
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-17 21:35:02
Reporting Period:: 2011-08-15

Filing Date:: 2011-08-17
Accepted Time:: 2011-08-17 21:35:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1110647	Oclaro Inc.	OCLR	Semiconductors & Related Devices (3674)	201303994

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1334769	Yves Maitre Le	2560 Junction Avenue San Jose CA 95134	Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-15	20,000	$0.00	38,675	No	4	A	Direct
Common Stock	Disposition	2011-08-17	1,817	$3.79	36,858	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2011-08-15	20,000	$0.00	20,000	$4.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000	2012-08-15	2021-08-15	No	4	A	Direct

Footnotes

The restricted award vests 25% on the one year anniversary, then 6.25% every 3 month period thereafter.
Sale of 1,817 shares to satisfy tax obilgations arising in connection with the vesting of previously granted and reported restricted stock awards.
The option vests 25% on the one year anniversary, then 36 equal monthly installments thereafter.