Filing Details

Accession Number:
0001181431-11-046009
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-17 18:42:41
Reporting Period:
2011-08-15
Filing Date:
2011-08-17
Accepted Time:
2011-08-17 18:42:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192377 A Daniel Gaudreau 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Svp, Operations And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-15 50,000 $3.59 154,619 No 4 M Direct
Common Stock Acquisiton 2011-08-15 43,750 $3.56 198,369 No 4 M Direct
Common Stock Disposition 2011-08-15 93,750 $6.28 104,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2011-08-15 50,000 $0.00 50,000 $3.59
Common Stock Option (right to buy) Disposition 2011-08-15 43,750 $0.00 43,750 $3.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
749,375 2007-01-24 2016-01-24 No 4 M Direct
705,625 2010-02-01 2019-02-01 No 4 M Direct
Footnotes
  1. Represents a weighted average price within the range of $6.25 and $6.38.
  2. Includes 100,000 of the Issuer's common stock underlying RSUs awarded.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
  4. The underlying option became exercisable as to 1/4 of the total option shares granted one year from the vesting commencement date of February 1, 2009 and for the balance in a series of equal monthly installments over the following months.