Filing Details
- Accession Number:
- 0001480248-11-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 15:35:10
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 15:35:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201091 | Il Ho Kim | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | V.p., Chief Adm. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-08-15 | 2,917 | $0.00 | 23,331 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-08-15 | 926 | $12.49 | 22,405 | No | 4 | F | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-08-16 | 1,493 | $12.25 | 20,912 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-08-16 | 1,848 | $12.26 | 19,064 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2011-08-15 | 2,917 | $0.00 | 2,917 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,667 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on August 15, 2011.
- Sale of these shares were made by Mr. Kim pursuant to a Rule 10b5-1 plan adopted on March 11, 2011.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
- The restricted stock units vested one fourth on December 15, 2009, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to December 2009. Shares of common stock are delivered to the reporting person upon vesting.
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