Filing Details
- Accession Number:
- 0001209191-11-044616
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 15:14:29
- Reporting Period:
- 2011-08-16
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 15:14:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173937 | G William Nelson | 4201 Gulf Shore Boulevard North Apt. 901 Naples FL 34103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-16 | 1,216,944 | $0.00 | 1,275,491 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-08-16 | 125,000 | $10.00 | 1,400,491 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2011-08-16 | 68,493 | $0.00 | 205,479 | $0.00 |
| Common Stock | Series A-1 Preferred Stock | Disposition | 2011-08-16 | 25,225 | $0.00 | 75,675 | $0.00 |
| Common Stock | Series A-2 Preferred Stock | Disposition | 2011-08-16 | 31,580 | $0.00 | 94,740 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2011-08-16 | 82,220 | $0.00 | 246,660 | $0.00 |
| Common Stock | Series B-2 Preferred Stock | Disposition | 2011-08-16 | 84,584 | $0.00 | 253,752 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2011-08-16 | 87,471 | $0.00 | 262,413 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2011-08-16 | 26,075 | $0.00 | 78,225 | $0.00 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2011-08-16 | 7,500 | $0.00 | 7,500 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 7,500 | 2021-07-12 | No | 4 | A | Direct |
Footnotes
- Each share of the Issuer's Preferred Stock converted into Common Stock on a 1:3 basis upon the closing of the Issuer's initial public offering and had no expiration date.
- This option becomes exerciseable in 12 equal quarterly installments beginning on October 12, 2011.
Billionaire Hedge Funds
