Filing Details

Accession Number:
0000095052-11-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-17 14:30:55
Reporting Period:
2011-08-15
Filing Date:
2011-08-17
Accepted Time:
2011-08-17 14:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
95052 Elizabeth Arden Inc RDEN Perfumes, Cosmetics & Other Toilet Preparations (2844) 590914138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229134 B Joel Ronkin C/O Elizabeth Arden, Inc.
2400 Sw 145 Avenue, 2Nd Floor
Miramar FL 33027
Evp, Gm - North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Disposition 2011-08-15 10,755 $31.78 156,856 No 4 F Direct
Common Stock, $.01 Par Value Disposition 2011-08-15 20,000 $0.00 136,856 No 4 D Direct
Common Stock, $.01 Par Value Acquisiton 2011-08-15 12,700 $0.00 149,556 No 4 A Direct
Common Stock, $.01 Par Value Disposition 2011-08-16 18,745 $31.44 130,811 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 D Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $.01 Par Value Stock Option (Right to Buy) Acquisiton 2011-08-15 12,400 $0.00 12,400 $31.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,400 2012-08-15 2021-08-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 500 Indirect See Footnote
Footnotes
  1. Represents shares withheld by the Issuer in satisfaction of tax withholding obligations arising from the vesting of service-based restricted stock granted on August 18, 2008, August 17, 2009, August 16, 2010 and November 2, 2010. The price reflected is the closing market price of the Issuer's Common Stock on the vesting date.
  2. Forfeiture of performance-based restricted stock granted on August 18, 2008 as a result of the Issuer not achieving cumulative earnings per share targets during the measurement period of July 1, 2008 through June 30, 2011.
  3. This grant of service-based restricted stock units will vest in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2012, 2013 and 2014 (each a "Vesting Date"), but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
  4. These shares of common stock were received by the Reporting Person upon the vesting of restricted stock on August 15, 2011.
  5. Reflects the weighted average price of 18,745 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on August 16, 2011 with the sale price ranging from $31.20 to $31.86 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Shares of common stock held in a trust, of which Mr. Ronkin is the Trustee, for the benefit of one of Mr. Ronkin's children.
  7. This stock option shall become exercisable in equal thirds over a three-year period on each applicable Vesting Date, but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.