Filing Details

Accession Number:
0001140361-11-042329
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-16 16:20:40
Reporting Period:
2011-08-16
Filing Date:
2011-08-16
Accepted Time:
2011-08-16 16:20:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313289 J William Mcgurk Rockville Financial New, Inc.
1645 Ellington Road
South Windsor CT 06074
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-16 200 $9.25 200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,884 Indirect By Rockville Bank 401(k) Plan
Common Stock 196,557 Direct
Common Stock 15,699 Indirect By Rockville Bank ESOP Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.72 2008-12-13 2016-04-26 45,501 45,501 Direct
Common Stock Stock Options $9.46 2007-08-14 2016-04-26 45,501 45,501 Direct
Common Stock Stock Options $7.90 2008-02-20 2016-04-26 45,501 45,501 Direct
Common Stock Stock Options $6.09 2009-03-16 2016-04-26 47,169 47,169 Direct
Common Stock Stock Options $7.42 2010-11-15 2016-04-26 53,691 53,691 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-04-26 45,501 45,501 Direct
2016-04-26 45,501 45,501 Direct
2016-04-26 45,501 45,501 Direct
2016-04-26 47,169 47,169 Direct
2016-04-26 53,691 53,691 Direct
Footnotes
  1. Includes 15,000 shares held jointly with wife.
  2. Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio became 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio became 12,740 shares) withheld by the Issuer for tax withholding purposes.
  3. Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio became 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio became 1,054 shares) withheld by the Issuer for tax withholding purposes.
  4. Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of March 22, 2011.
  5. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  6. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  7. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  8. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  9. The expiration date has been amended to no later than five years from Mr. McGurk's retirement date of April 26, 2011 in accordance with the 2006 Stock Incentive Award Plan.