Filing Details

Accession Number:
0001140361-11-042326
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-16 16:19:45
Reporting Period:
2011-08-12
Filing Date:
2011-08-16
Accepted Time:
2011-08-16 16:19:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287151 Xerium Technologies Inc XRM Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) 421558674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942826 Carl Marks Management Company, Llc 900 Third Avenue, 33Rd Floor
New York NY 10022-4775
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-08-12 296,652 $12.70 1,817,482 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. The Reporting Person is a Delaware limited liability company and registered investment adviser and serves as the investment adviser to (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Opportunities Fund, L.P. ("CMSO"), a Delaware limited partnership and private investment partnership. CMSI GP, LLC ("CMSI GP"), a Delaware limited liability company, is the general partner of CMSI, and Carl Marks GP, LLC ("CMSO GP"), a Delaware limited liability company, is the general partner of CMSO. 87,213 of the reported shares were acquired by CMSI and 209,439 of the reported shares were acquired by CMSO, in each case on the transaction date.
  2. Shares of the Issuer held by CMSI and CMSO may be deemed to be beneficially owned (i) indirectly by the Reporting Person, as the investment adviser to CMSI and CMSO; (ii) indirectly by CMSI GP, as the general partner of CMSI, and CMSO GP, as the general partner of CMSO, respectively; and (iii) indirectly, on a shared basis, by the three individual managing members of the Reporting Person, who share the power to direct the vote or disposition of such securities. The Reporting Person and the three individual managing members of the Reporting Person have previously filed statements pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer which they may be deemed to beneficially own.
  3. The Reporting Person's beneficial ownership of the Issuer's securities is limited to its indirect interest (if any) in the shares of Common Stock held by CMSI and CMSO, limited to its pecuniary interest in CMSI and CMSO (if any).