Filing Details
- Accession Number:
- 0000950170-24-063943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-23 16:07:34
- Reporting Period:
- 2024-05-22
- Accepted Time:
- 2024-05-23 16:07:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145986 | Aspen Aerogels Inc | ASPN | Wholesale-Lumber & Other Construction Materials (5030) | 043559972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1934384 | Kathleen Kool | C/O Aspen Aerogels, Inc., 30 Forbes Road, Bldg B Northborough MA 01532 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-22 | 4,470 | $12.15 | 16,155 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-22 | 4,470 | $27.30 | 11,685 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-05-22 | 4,470 | $0.00 | 4,470 | $12.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2032-11-01 | No | 4 | M | Direct |
Footnotes
- These transactions were executed in multiple trades at a weighted average price within the range of $27.30. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold in each transaction.
- Includes 7,488 shares of restricted stock.
- This option is fully vested and exercisable.
Billionaire Hedge Funds
