Filing Details

Accession Number:
0001807992-24-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-17 18:18:43
Reporting Period:
2024-05-15
Accepted Time:
2024-05-17 18:18:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818644 Aeye Inc. LIDR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1807992 Matthew Fisch One Park Place
Suite 200
Dublin CA 94568
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-05-15 3,748 $3.27 140,306 No 4 S Direct
Common Stock Disposition 2024-05-15 1,068 $3.74 139,238 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
  2. This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 2,631 shares were acquired on May 1, 2024 at a transaction price of $0.8585 per share.
  4. The total reflects a reduction of 66,666 shares under the performance-based award made to the Reporting Person on February 13, 2023, as the performance condition for the award was not satisfied.
  5. This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.