Filing Details

Accession Number:
0001562180-24-004140
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-17 14:30:11
Reporting Period:
2024-05-16
Accepted Time:
2024-05-17 14:30:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407973 Sonendo Inc. SONX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207793 Olav Bergheim C/O Fjord Ventures Llc
26051 Merit Circle, Suite 102
Laguna Hills CA 92653
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-16 520,000 $0.10 1,941,373 No 4 P Indirect Held by Fjordinvest LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Fjordinvest LLC
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0900 to $0.0960. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.