Filing Details

Accession Number:
0000950170-24-061366
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-17 10:28:43
Reporting Period:
2024-05-15
Accepted Time:
2024-05-17 10:28:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5981 American Vanguard Corp AVD Agricultural Chemicals (2870) 952588080
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190934 M Keith Rosenbloom 4695 Macarthur Court, Suite 1200
Newport Beach CA 92660
No No No No
1713506 Cruiser Capital Advisors, Llc 4695 Macarthur Court, Suite 1200
Newport Beach CA 92660
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-15 40,000 $8.88 1,014,155 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,616 Direct
Footnotes
  1. Cruiser Capital serves as the management company or as investment advisor to, and may be deemed to have shared voting and dispositive power over Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs", together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs except to the extent of its or his pecuniary interest.