Filing Details

Accession Number:
0001437749-24-017367
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-16 20:11:38
Reporting Period:
2024-05-14
Accepted Time:
2024-05-16 20:11:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621832 Aqua Metals Inc. AQMS Secondary Smelting & Refining Of Nonferrous Metals (3341) 471169572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649322 Stephen Cotton 5370 Kietzke Ln
Suite 201
Reno NV 89511
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-14 250,000 $0.39 6,352,233 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Redeemable Common Stock Purchase Warrant Acquisiton 2024-05-14 250,000 $0.01 250,000 $0.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
250,000 2024-05-17 2029-05-17 No 4 P Direct
Footnotes
  1. Includes 2,872,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.