Filing Details

Accession Number:
0001181431-11-045370
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-12 19:44:51
Reporting Period:
2010-11-30
Filing Date:
2011-08-12
Accepted Time:
2011-08-12 19:44:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1395942 Kar Auction Services Inc. KAR Retail-Auto Dealers & Gasoline Stations (5500) 208744739
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182078 P Jonathan Ward C/O Kar Auction Services, Inc.
13085 Hamilton Crossing Blvd.
Carmel IN 46032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-30 50 $12.02 50 No 4 P Indirect Trustee
Common Stock Acquisiton 2010-12-01 50 $12.34 100 No 4 P Indirect Trustee
Common Stock Acquisiton 2010-12-16 50 $13.24 150 No 4 P Indirect Trustee
Common Stock Acquisiton 2010-12-17 50 $13.36 200 No 4 P Indirect Trustee
Common Stock Acquisiton 2011-02-07 25 $14.87 225 No 4 P Indirect Trustee
Common Stock Acquisiton 2011-02-25 50 $14.76 275 No 4 P Indirect Trustee
Common Stock Disposition 2011-08-10 50 $14.09 225 No 4 S Indirect Trustee
Common Stock Disposition 2011-08-11 225 $14.09 0 No 4 S Indirect Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trustee
No 4 P Indirect Trustee
No 4 P Indirect Trustee
No 4 P Indirect Trustee
No 4 P Indirect Trustee
No 4 P Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,572 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 3,887 3,887 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,887 3,887 Direct
Footnotes
  1. The phantom stock will convert into shares of KAR common stock on a one-for-one basis.
  2. Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Shares of restricted stock were granted on May 12, 2011 at a price of $19.30 per share and will be settled only for shares of KAR common stock on a one-for-one basis. These 3,887 shares of restricted stock were granted pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the grant vests every three months from the date of grant (May 12, 2011) and such grant is subject to forfeiture until vested.
  3. The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.