Filing Details
- Accession Number:
- 0001127602-24-015485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-15 16:45:14
- Reporting Period:
- 2024-05-13
- Accepted Time:
- 2024-05-15 16:45:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256465 | Robert Falzon | 751 Broad Street, 5Th Floor Attn. Regulatory Filings Unit Newark NJ 07102 | Evp And Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-13 | 66,199 | $93.36 | 263,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-13 | 60,999 | $118.57 | 202,083 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-05-13 | 74,325 | $95.87 | 276,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-13 | 69,093 | $118.57 | 207,315 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2019 Employee Stock Option (Right to Buy) | Disposition | 2024-05-13 | 66,199 | $0.00 | 66,199 | $93.36 |
| Common Stock | 2020 Employee Stock Option (Right to Buy) | Disposition | 2024-05-13 | 74,325 | $0.00 | 74,325 | $95.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2029-02-12 | No | 4 | M | Direct | |
| 0 | 2030-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 687 | Indirect | By 401(k) |
| Common Stock | 3,580 | Indirect | By Spouse |
Footnotes
- Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The options vest in three equal annual installments beginning on February 12, 2020.
- The options vest in three equal annual installments beginning on February 11, 2021.
Billionaire Hedge Funds
