Filing Details
- Accession Number:
- 0000793547-11-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-11 18:25:49
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-11
- Accepted Time:
- 2011-08-11 18:25:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793547 | Navigators Group Inc | NAVG | Fire, Marine & Casualty Insurance (6331) | 133138397 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488406 | C Christopher Duca | C/O The Navigators Group, Inc. 6 International Drive, Ste 100 Rye Brook NY 10573 | President & Ceo, Nmc (Sub) | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-09 | 10,000 | $19.10 | 26,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-09 | 10,000 | $42.34 | 16,082 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2011-08-09 | 10,000 | $19.10 | 26,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-10 | 3,900 | $40.74 | 22,182 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2011-08-09 | 10,000 | $0.00 | 10,000 | $19.10 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-09 | 10,000 | $0.00 | 10,000 | $19.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-01 | No | 4 | M | Direct | |
| 0 | 2011-09-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | Held by Reporting Person's Spouse |
Footnotes
- Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.
- Vested in four equal installments on September 1, 2002, 2004, 2004 and 2005.
Billionaire Hedge Funds
