Filing Details

Accession Number:
0001437749-24-014153
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-01 15:48:10
Reporting Period:
2024-04-30
Accepted Time:
2024-05-01 15:48:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1901637 Uscb Financial Holdings Inc. USCB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685230 B. Robert Anderson C/O Uscb Financial Holdings, Inc.
2301 N.w. 87Th Avenue
Doral FL 33172
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Voting Common Stock Acquisiton 2024-04-30 19,289 $11.14 67,421 No 4 P Direct
Class A Voting Common Stock Acquisiton 2024-05-01 987 $11.48 68,408 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Voting Common Stock Options to Purchase Class A Voting Common Stock $8.75 2021-09-10 2030-09-10 30,000 30,000 Direct
Class A Voting Common Stock Options to Purchase Class A Voting $12.05 2022-09-27 2031-09-27 60,000 60,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2030-09-10 30,000 30,000 Direct
2031-09-27 60,000 60,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.97 to $11.41, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
  3. The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
  4. The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.