Filing Details

Accession Number:
0001355435-24-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-01 15:28:29
Reporting Period:
2024-04-29
Accepted Time:
2024-05-01 15:28:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893847 Hawthorn Bancshares Inc. HWBK National Commercial Banks (6021) 431626350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355435 M Brent Giles C/O Hawthorn Bancshares, Inc.
132 East High Street
Jefferson City MO 65101
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-29 2,000 $18.75 7,568 No 4 P Indirect Trust
Common Stock Acquisiton 2024-04-30 400 $18.19 7,968 No 4 P Indirect Trust
Common Stock Acquisiton 2024-05-01 11,151 $0.00 23,463 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
No 4 P Indirect Trust
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,226 Indirect Profit Sharing Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.01 to $18.95, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Includes shares acquired since the last report pursuant to the Company's DRIP program.
  3. Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
  4. Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.