Filing Details

Accession Number:
0001127602-24-013488
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-26 17:30:49
Reporting Period:
2024-04-25
Accepted Time:
2024-04-26 17:30:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1878313 Maia Biotechnology Inc. MAIA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1913199 Stan Smith 444 West Lake Street, Suite 1700
Chicago IL 60606
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-25 147,492 $2.03 1,005,060 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2024-04-25 147,492 $2.26 147,492 $2.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
147,492 2024-10-25 2029-10-25 No 4 P Indirect
Footnotes
  1. The common stock was purchased pursuant to a Securities Purchase Agreement dated April 22, 2024 and were issued under the Issuer's 2021 Equity Incentive Plan on April 25, 2024.
  2. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993.
  3. The warrants were purchased pursuant to a Securities Purchase Agreement dated April 22, 2024 and were deemed options issued under the Issuer's 2021 Equity Inventive Plan on April 25, 2024. The options are exercisable beginning on the six month anniversary of the issuance date and expire 5-years after the initial exercise date.
  4. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993.