Filing Details

Accession Number:
0001019056-24-000147
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-25 17:15:05
Reporting Period:
2024-04-23
Accepted Time:
2024-04-25 17:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468666 Secureworks Corp SCWX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
26Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2024-04-23 2,354 $5.99 599,503 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2024-04-23 11,444 $5.99 610,947 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2024-04-23 4,025 $5.99 33,266 No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 145,842 Indirect By Limited Partner of the Family Partnership
Common Stock, $0.01 Par Value Per Share 48,868 Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock, $0.01 Par Value Per Share 744,444 Indirect By Managing Member as General Partner of Gagnon Investment Associates
Footnotes
  1. These shares were purchased in multiple transactions at prices ranging from $5.9150 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
  2. Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.