Filing Details

Accession Number:
0001209191-11-043569
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 19:13:58
Reporting Period:
2011-08-09
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 19:13:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216448 Patrick Harshman 4300 North First Street
San Jose CA 95134
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-09 600 $5.05 177,816 No 4 P Direct
Common Stock Acquisiton 2011-08-09 1,280 $5.06 179,096 No 4 P Direct
Common Stock Acquisiton 2011-08-09 3,200 $5.07 182,296 No 4 P Direct
Common Stock Acquisiton 2011-08-09 3,500 $5.08 185,796 No 4 P Direct
Common Stock Acquisiton 2011-08-09 6,100 $5.09 191,896 No 4 P Direct
Common Stock Acquisiton 2011-08-09 5,320 $5.10 197,216 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These shares were acquired by Mr. Harshman in an open market purchase of Harmonic Inc. Common Stock.
  2. Includes 52,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.