Filing Details

Accession Number:
0001666071-24-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-24 19:20:18
Reporting Period:
2024-04-23
Accepted Time:
2024-04-24 19:20:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1666071 Cardlytics Inc. CDLX Services-Computer Programming, Data Processing, Etc. (7370) 263039436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1961238 Amit Gupta 675 Ponce De Leon Avenue Ne
Suite 4100
Atlanta GA 30308
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-23 43,750 $0.00 146,092 No 4 M Direct
Common Stock Disposition 2024-04-24 23,416 $11.91 122,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2024-04-23 43,750 $0.00 43,750 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
131,250 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.
  2. Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on April 23, 2024. The Reporting Person did not sell shares for any other purpose.
  3. The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.71 to $12.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. The RSU award was originally for 350,000 shares. 50% of the shares underlying the RSU award vested on January 23, 2024 (the "Anniversary Date"), with the remaining 50% vesting in equal amounts quarterly over the one year period following the Anniversary Date, provided that the Reporting Person remains employed by the Issuer on such vesting date.