Filing Details
- Accession Number:
- 0001561563-24-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-23 21:35:55
- Reporting Period:
- 2024-04-19
- Accepted Time:
- 2024-04-23 21:35:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561563 | A Stephen Ellis | 3000 Schwab Way Westlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-04-19 | 10,511 | $25.01 | 7,395 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-04-19 | 2,185 | $27.32 | 7,395 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-04-19 | 2,054 | $28.79 | 7,395 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-04-19 | 14,750 | $73.21 | 108,574 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-04-19 | 10,511 | $0.00 | 10,511 | $25.01 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-04-19 | 2,185 | $0.00 | 2,185 | $27.32 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-04-19 | 2,054 | $0.00 | 2,054 | $28.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-05-19 | No | 4 | M | Direct | |
| 0 | 2014-07-01 | 2024-07-01 | No | 4 | M | Direct |
| 0 | 2014-10-01 | 2024-10-01 | No | 4 | M | Direct |
Footnotes
- Reflects the contribution of 10,511 shares received upon exercise of the option to a revocable trust.
- Reflects the contribution of 2,185 shares received upon exercise of the option to a revocable trust.
- Reflects the contribution of 2,054 shares received upon exercise of the option to a revocable trust.
- The transaction was executed in multiple trades at prices ranging from $73.12 to $73.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
- Reflects the contribution of 14,750 shares received upon exercise of options to a revocable trust.
- The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
- The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.
Billionaire Hedge Funds
