Filing Details

Accession Number:
0001127602-11-023278
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 17:54:01
Reporting Period:
2011-08-10
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 17:54:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG Savings Institutions, Not Federally Chartered (6036) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274922 R John Koelmel 726 Exchange Street
Suite 618
Buffalo NY 14210
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-10 7,500 $10.32 243,520 No 4 P Direct
Common Stock Acquisiton 2011-08-10 2,500 $10.35 246,020 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,210 Indirect By 401k
Common Stock 3,141 Indirect By Esop
Common Stock 21,384 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $13.79 2012-01-24 2021-01-24 116,091 116,091 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.95 2005-01-12 2014-01-12 30,000 30,000 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.87 2005-05-04 2014-05-04 13,700 13,700 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.91 2005-12-28 2015-05-03 35,200 35,200 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.91 2006-05-03 2015-05-03 35,200 35,200 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.83 2007-09-08 2016-09-08 21,800 21,800 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.70 2008-01-31 2017-01-31 46,500 46,500 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.70 2008-02-20 2017-02-20 100,000 100,000 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $13.25 2009-01-27 2019-01-27 89,109 89,109 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.02 2009-01-28 2018-01-28 125,067 125,067 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.44 2011-01-26 2020-01-25 108,945 108,945 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-24 116,091 116,091 Direct
2014-01-12 30,000 30,000 Direct
2014-05-04 13,700 13,700 Direct
2015-05-03 35,200 35,200 Direct
2015-05-03 35,200 35,200 Direct
2016-09-08 21,800 21,800 Direct
2017-01-31 46,500 46,500 Direct
2017-02-20 100,000 100,000 Direct
2019-01-27 89,109 89,109 Direct
2018-01-28 125,067 125,067 Direct
2020-01-25 108,945 108,945 Direct