Filing Details

Accession Number:
0001062993-24-008643
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-22 16:33:17
Reporting Period:
2024-04-19
Accepted Time:
2024-04-22 16:33:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1205922 Vaccinex Inc. VCNX Pharmaceutical Preparations (2834) 161603202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268239 Albert Friedberg 220 Bay Street
Suite 600
Toronto A6 M5J 2W4
Yes No Yes No
1678258 Fcmi Parent Co. 220 Bay Street
Suite 600
Toronto A6 M5J 2W4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-19 282 $4.73 560,597 No 4 P Indirect By FCMI Parent Co.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By FCMI Parent Co.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,094 Direct
Common Stock 180 Indirect By Pan Atlantic Holdings Ltd.
Common Stock 16,724 Indirect By Friedberg Global-Macro Hedge Fund Ltd.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant (Right to Buy) $7.64 2024-03-28 2029-03-28 102,960 102,960 Indirect
Common Stock Warrant (Right to Buy) $14.00 2024-02-08 2029-02-08 118,226 118,226 Indirect
Common Stock Warrant (Right to Buy) $14.00 2023-10-03 2028-10-03 214,285 214,285 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-03-28 102,960 102,960 Indirect
2029-02-08 118,226 118,226 Indirect
2028-10-03 214,285 214,285 Indirect
Footnotes
  1. Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  2. Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.