Filing Details

Accession Number:
0001706835-24-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-18 21:10:37
Reporting Period:
2024-04-16
Accepted Time:
2024-04-18 21:10:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706835 B. Peter Crawford 3000 Schwab Way
Westlake TX 76262
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-04-16 6,114 $71.02 60,567 No 4 S Indirect by Trust
Common Stock Acquisiton 2024-04-18 5,482 $28.44 0 No 4 M Direct
Common Stock Disposition 2024-04-18 5,482 $73.46 60,567 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust
No 4 M Direct
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2024-04-18 5,482 $0.00 5,482 $28.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,481 2015-11-03 2024-11-03 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Reflects the contribution of 5,482 shares received upon exercise of the option to a trust.
  3. The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.