Filing Details

Accession Number:
0001628280-24-016822
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-18 18:05:09
Reporting Period:
2024-04-16
Accepted Time:
2024-04-18 18:05:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1901440 Ul Solutions Inc. ULS Services-Testing Laboratories (8734) 270913800
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2000949 Ulse Inc. 1603 Orrington Ave, Suite 2000
Evanston IL 60201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-04-16 38,870,000 $0.00 38,870,000 No 4 C Direct
Class A Common Stock Disposition 2024-04-16 38,870,000 $28.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-04-16 38,870,000 $0.00 38,870,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
161,130,000 No 4 C Direct
Footnotes
  1. The Class B Common Stock is convertible at any time at the option of the holder into shares of Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert upon the earlier of (i) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (ii) the seven year anniversary of the closing of the Issuer's initial public offering ("IPO") and (iii) the date on which the number of outstanding shares of Class B Common Stock held by the reporting person and certain permitted transferees represents less than 35% of the shares of Class B Common Stock held by the reporting person immediately following the closing of the Issuer's IPO.