Filing Details
- Accession Number:
- 0001072613-11-000652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 17:12:50
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 17:12:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296592 | Anthony Michael Morrison | C/O Datawatch Corporation 271 Mill Road, Quorum Office Park Chelmsford MA 01824 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-08 | 1,500 | $5.35 | 130,963 | No | 4 | P | Indirect | Trustee |
| Common Stock | Acquisiton | 2011-08-08 | 400 | $5.36 | 131,363 | No | 4 | P | Indirect | Trustee |
| Common Stock | Acquisiton | 2011-08-08 | 5,600 | $5.36 | 136,963 | No | 4 | P | Indirect | Trustee |
| Common Stock | Acquisiton | 2011-08-10 | 500 | $4.85 | 137,463 | No | 4 | P | Indirect | Trustee |
| Common Stock | Acquisiton | 2011-08-10 | 1,239 | $4.86 | 138,702 | No | 4 | P | Indirect | Trustee |
| Common Stock | Acquisiton | 2011-08-10 | 761 | $5.10 | 139,463 | No | 4 | P | Indirect | Trustee |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trustee |
| No | 4 | P | Indirect | Trustee |
| No | 4 | P | Indirect | Trustee |
| No | 4 | P | Indirect | Trustee |
| No | 4 | P | Indirect | Trustee |
| No | 4 | P | Indirect | Trustee |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 254,879 | Direct | |
| Common Stock | 16,300 | Indirect | Spouse |
Footnotes
- These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
- These shares are owned by Colleen Morrison as Custodian for six UTMA accounts. Mr. Morrison disclaims beneficial ownership of these shares.
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