Filing Details

Accession Number:
0000950170-24-045118
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-04-17 16:14:56
Reporting Period:
2024-04-04
Accepted Time:
2024-04-17 16:14:56
Original Submission Date:
2024-04-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1824893 Surrozen Inc. SRZN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668085 Column Group Iii-A, Lp 1 Letterman Dr., Bldg D, Suite Dm-900
San Francisco CA 94129
No No No No
1668159 Column Group Iii, Lp 1 Letterman Dr., Bldg D, Suite Dm-900
San Francisco CA 94129
No No No No
1790965 Column Group Iii Gp, Lp 1 Letterman Dr., Bldg D, Suite Dm-900
San Francisco CA 94129
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-04 90,897 $15.50 289,549 No 4 P Indirect By The Column Group III, LP
Common Stock Acquisiton 2024-04-04 102,651 $15.50 326,992 No 4 P Indirect By The Column Group III-A, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By The Column Group III, LP
No 4 P Indirect By The Column Group III-A, LP
Footnotes
  1. Represents a price per unit, consisting of (i) $14.25 per share of the Issuer's Common Stock and (ii) $1.25 attributable to accompanying warrants to purchase shares of the Issuer's Common Stock, which The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP") purchased in the Issuer's private placement on April 4, 2024.
  2. This Form 4/A is being filed to correct the amount beneficially owned by the Reporting Person, which was misreported in the original Form 4 filed on April 8, 2024 due to an administrative error.
  3. The securities are directly held by TCG III LP. The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey, a member of the Issuer's board of directors (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
  4. The securities are directly held by TCG III-A LP. TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.