Filing Details

Accession Number:
0001104659-11-045758
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 16:29:38
Reporting Period:
2011-08-09
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 16:29:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1524614 Harry Keenan Hohol 3000 Riverchase Galleria - Suite 1700
Birmingham AL 35244
Vp, Interim Gen Counsel & Secr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-09 420 $71.50 5,257 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents the weighted average purchase price for price increments ranging from $71.40 to $71.50. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  2. Includes an award of 4,837 Restricted Stock Units which vest on 4/01/2014, subject to continued employment.