Filing Details

Accession Number:
0001415889-24-010614
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-09 19:46:42
Reporting Period:
2024-04-05
Accepted Time:
2024-04-09 19:46:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1192448 Glaukos Corp GKOS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1920061 R. Alex Thurman C/O Glaukos Corporation
One Glaukos Way
Aliso Viejo CA 92656
Svp & Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-04-05 18 $95.55 54,148 No 4 S Direct
Common Stock Disposition 2024-04-05 217 $96.62 53,931 No 4 S Direct
Common Stock Disposition 2024-04-05 27 $97.40 53,904 No 4 S Direct
Common Stock Disposition 2024-04-08 145 $101.24 53,759 No 4 S Direct
Common Stock Disposition 2024-04-08 1,227 $100.46 52,532 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.
  2. This transaction was executed in multiple trades at prices ranging from $95.00 to $95.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.
  4. This transaction was executed in multiple trades at prices ranging from $96.03 to $97.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $97.04 to $97.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $101.01 to $101.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. This transaction was executed in multiple trades at prices ranging from $100.00 to $100.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.