Filing Details

Accession Number:
0001252910-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 12:57:55
Reporting Period:
2011-08-09
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 12:57:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1245648 Flaherty & Crumrineaymore Total Return Fund Inc FLC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252910 M Robert Ettinger 301 E Colorado Blvd Ste 720
Pasadena CA 91101
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-09 100 $15.75 28,400 No 4 P Direct
Common Stock Acquisiton 2011-08-09 100 $15.78 28,500 No 4 P Direct
Common Stock Acquisiton 2011-08-09 900 $15.80 29,400 No 4 P Direct
Common Stock Acquisiton 2011-08-09 200 $15.85 29,600 No 4 P Direct
Common Stock Acquisiton 2011-08-09 328 $15.89 29,928 No 4 P Direct
Common Stock Acquisiton 2011-08-09 100 $15.82 30,028 No 4 P Direct
Common Stock Acquisiton 2011-08-09 100 $15.90 30,128 No 4 P Direct
Common Stock Acquisiton 2011-08-09 300 $15.83 30,428 No 4 P Direct
Common Stock Acquisiton 2011-08-09 100 $15.95 30,528 No 4 P Direct
Common Stock Acquisiton 2011-08-09 300 $15.84 30,828 No 4 P Direct
Common Stock Acquisiton 2011-08-09 100 $15.85 30,928 No 4 P Direct
Common Stock Acquisiton 2011-08-09 200 $15.98 31,128 No 4 P Direct
Common Stock Acquisiton 2011-08-09 2,644 $16.00 33,772 No 4 P Direct
Common Stock Acquisiton 2011-08-09 400 $15.85 34,172 No 4 P Direct
Common Stock Acquisiton 2011-08-09 200 $15.92 34,372 No 4 P Direct
Common Stock Acquisiton 2011-08-09 1,400 $15.98 35,772 No 4 P Direct
Common Stock Acquisiton 2011-08-09 2,300 $16.00 38,072 No 4 P Direct
Common Stock Acquisiton 2011-08-09 228 $15.86 38,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Mr. Ettinger also indirectly holds an additional 4,198 shares of the Fund through his ownership of 27.5% of Flaherty & Crumrine Incorporated.