Filing Details

Accession Number:
0001783879-24-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-08 18:40:41
Reporting Period:
2024-04-04
Accepted Time:
2024-04-08 18:40:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783879 Robinhood Markets Inc. HOOD Security Brokers, Dealers & Flotation Companies (6211) 464364776
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1871006 Vladimir Tenev C/O Robinhood Markets, Inc.
85 Willow Road
Menlo Park CA 94025
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-04-04 250,000 $0.00 250,000 No 4 C Direct
Class A Common Stock Disposition 2024-04-04 250,000 $18.67 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-04-04 250,000 $0.00 250,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,412,136 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,907 Indirect By Living Trust
Footnotes
  1. As part of the transaction effected on April 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
  2. This transaction was effected pursuant to the Tenev 10b5-1 plan.
  3. This transaction was executed in multiple trades during the day at prices ranging from $18.31 to $19.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  4. Reflects the acquisition of 2,157 shares, for no consideration, pursuant to a pro-rata distribution that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, under Rule 16a-9(a). The Reporting Person received the shares in February 2024 from a limited liability company in which he beneficially holds a non-managing membership interest.