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Filing Details

Accession Number:: 0000899243-24-000261
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-04-05 19:03:18
Reporting Period:: 2024-04-04

Accepted Time:: 2024-04-05 19:03:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571996	Dell Technologies Inc.	DELL	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1418226	Silver Lake Group, L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1552054	Silver Lake Partners Iv, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1651403	Egon Durban	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1672565	Silver Lake Technology Investors Iv, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1672566	Silver Lake Technology Associates Iv, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1672568	Slta Iv (Gp), L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1767114	Sl Spv-2, L.p.	C/O Silver Lake, 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1767115	Slta Spv-2, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No
1767116	Slta Spv-2 (Gp), L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class C Common Stock	Disposition	2024-04-04	15,292	$134.37	63,869	No	4	S	Indirect	Held through SL SPV-2, L.P.
Class C Common Stock	Disposition	2024-04-04	17,694	$134.37	47,294	No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
Class C Common Stock	Disposition	2024-04-04	9,071	$134.37	30,244	No	4	S	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock	Disposition	2024-04-04	336	$134.37	0	No	4	S	Indirect	Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock	Disposition	2024-04-04	152	$134.37	0	No	4	S	Indirect	Held through Silver Lake Technology Investors V, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held through SL SPV-2, L.P.
No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
No	4	S	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors IV, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors V, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class C Common Stock	77,503	Indirect	Held through SLTA SPV-2, L.P.
Class C Common Stock	45,752	Indirect	Held through Silver Lake Technology Associates V, L.P.
Class C Common Stock	2,507	Indirect	Held through Silver Lake Technology Associates IV, L.P.
Class C Common Stock	315,159	Indirect	Held through Silver Lake Group, L.L.C.
Class C Common Stock	427	Indirect	See footnote
Class C Common Stock	535,816	Direct
Class C Common Stock	15,385	Indirect	See footnote

Footnotes

SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on April 4, 2024.
Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On April 4, 2024, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales described in footnote (1) above. Such conversions are reported on a separate Form 4 filed on the date hereof.
These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").
These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").
These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.
These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.
Reflects shares held by SLTA SPV.
Reflects shares held by SLTA V.
Reflects shares held by SLTA IV.
Reflects shares held by Silver Lake Group, L.L.C. ("SLG").
These shares of Class C Common Stock are held by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest.
SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.
Represents shares of Class C Common Stock held by Mr. Egon Durban.
Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.23 to $134.55, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.