Filing Details

Accession Number:
0000899243-24-000255
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-05 18:57:01
Reporting Period:
2024-04-04
Accepted Time:
2024-04-05 18:57:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571996 Dell Technologies Inc. DELL Electronic Computers (3571) 800890963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1735863 Silver Lake Technology Investors V, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No Yes No
1737652 Slta V (Gp), L.l.c. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No Yes No
1737657 Silver Lake Technology Associates V, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No Yes No
1737659 Silver Lake Partners V De (Aiv), L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock Acquisiton 2024-04-04 203,861 $0.00 203,861 No 4 M Indirect Held through SL SPV-2, L.P.
Class C Common Stock Acquisiton 2024-04-04 209,274 $0.00 209,274 No 4 M Indirect Held through Silver Lake Partners IV, L.P.
Class C Common Stock Acquisiton 2024-04-04 113,280 $0.00 113,280 No 4 M Indirect Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock Acquisiton 2024-04-04 3,079 $0.00 3,079 No 4 M Indirect Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock Acquisiton 2024-04-04 1,389 $0.00 1,389 No 4 M Indirect Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock Disposition 2024-04-04 1,020 $131.34 202,841 No 4 S Indirect Held through SL SPV-2, L.P.
Class C Common Stock Disposition 2024-04-04 1,180 $131.34 208,094 No 4 S Indirect Held through Silver Lake Partners IV, L.P.
Class C Common Stock Disposition 2024-04-04 605 $131.34 112,675 No 4 S Indirect Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock Disposition 2024-04-04 23 $131.34 3,056 No 4 S Indirect Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock Disposition 2024-04-04 10 $131.34 1,379 No 4 S Indirect Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock Disposition 2024-04-04 69,128 $132.80 133,713 No 4 S Indirect Held through SL SPV-2, L.P.
Class C Common Stock Disposition 2024-04-04 79,986 $132.80 128,108 No 4 S Indirect Held through Silver Lake Partners IV, L.P.
Class C Common Stock Disposition 2024-04-04 41,003 $132.80 71,672 No 4 S Indirect Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock Disposition 2024-04-04 1,520 $132.80 1,536 No 4 S Indirect Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock Disposition 2024-04-04 686 $132.80 693 No 4 S Indirect Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock Disposition 2024-04-04 54,552 $133.72 79,161 No 4 S Indirect Held through SL SPV-2, L.P.
Class C Common Stock Disposition 2024-04-04 63,120 $133.72 64,988 No 4 S Indirect Held through Silver Lake Partners IV, L.P.
Class C Common Stock Disposition 2024-04-04 32,357 $133.72 39,315 No 4 S Indirect Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock Disposition 2024-04-04 1,200 $133.72 336 No 4 S Indirect Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock Disposition 2024-04-04 541 $133.72 152 No 4 S Indirect Held through Silver Lake Technology Investors V, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Held through SL SPV-2, L.P.
No 4 M Indirect Held through Silver Lake Partners IV, L.P.
No 4 M Indirect Held through Silver Lake Partners V DE (AIV), L.P.
No 4 M Indirect Held through Silver Lake Technology Investors IV, L.P.
No 4 M Indirect Held through Silver Lake Technology Investors V, L.P.
No 4 S Indirect Held through SL SPV-2, L.P.
No 4 S Indirect Held through Silver Lake Partners IV, L.P.
No 4 S Indirect Held through Silver Lake Partners V DE (AIV), L.P.
No 4 S Indirect Held through Silver Lake Technology Investors IV, L.P.
No 4 S Indirect Held through Silver Lake Technology Investors V, L.P.
No 4 S Indirect Held through SL SPV-2, L.P.
No 4 S Indirect Held through Silver Lake Partners IV, L.P.
No 4 S Indirect Held through Silver Lake Partners V DE (AIV), L.P.
No 4 S Indirect Held through Silver Lake Technology Investors IV, L.P.
No 4 S Indirect Held through Silver Lake Technology Investors V, L.P.
No 4 S Indirect Held through SL SPV-2, L.P.
No 4 S Indirect Held through Silver Lake Partners IV, L.P.
No 4 S Indirect Held through Silver Lake Partners V DE (AIV), L.P.
No 4 S Indirect Held through Silver Lake Technology Investors IV, L.P.
No 4 S Indirect Held through Silver Lake Technology Investors V, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Class B Common Stock Disposition 2024-04-04 203,861 $0.00 203,861 $0.00
Class C Common Stock Class B Common Stock Disposition 2024-04-04 209,274 $0.00 209,274 $0.00
Class C Common Stock Class B Common Stock Disposition 2024-04-04 113,280 $0.00 113,280 $0.00
Class C Common Stock Class B Common Stock Disposition 2024-04-04 3,079 $0.00 3,079 $0.00
Class C Common Stock Class B Common Stock Disposition 2024-04-04 1,389 $0.00 1,389 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,093,172 No 4 M Indirect
29,865,602 No 4 M Indirect
16,166,211 No 4 M Indirect
439,423 No 4 M Indirect
198,154 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Common Stock 77,503 Indirect Held through SLTA SPV-2, L.P.
Class C Common Stock 45,752 Indirect Held through Silver Lake Technology Associates V, L.P.
Class C Common Stock 2,507 Indirect Held through Silver Lake Technology Associates IV, L.P.
Class C Common Stock 315,159 Indirect Held through Silver Lake Group, L.L.C.
Class C Common Stock 427 Indirect See footnote
Class C Common Stock 535,816 Direct
Class C Common Stock 15,385 Indirect See footnote
Footnotes
  1. SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on April 4, 2024.
  2. Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On April 4, 2024, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales described in footnote (1) above.
  3. These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").
  4. These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
  5. These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").
  6. These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.
  7. These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.
  8. Reflects shares held by SLTA SPV.
  9. Reflects shares held by SLTA V.
  10. Reflects shares held by SLTA IV.
  11. Reflects shares held by Silver Lake Group, L.L.C. ("SLG").
  12. These shares of Class C Common Stock are held by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest.
  13. SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.
  14. Represents shares of Class C Common Stock held by Mr. Egon Durban.
  15. Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.67, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.23 to $133.22, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.23 to $134.22, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.