Filing Details
- Accession Number:
- 0001562180-24-003304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-04 17:29:21
- Reporting Period:
- 2024-04-02
- Accepted Time:
- 2024-04-04 17:29:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1667011 | Arteris Inc. | AIP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1068987 | Charles K Janac | C/O Arteris, Inc. 900 E. Hamilton Ave., Suite 300 Campbell CA 95008 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-04-02 | 2,850 | $7.03 | 325,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-02 | 2,760 | $7.03 | 323,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-02 | 4,493 | $7.03 | 318,644 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,307,691 | Indirect | Bayview Legacy, LLC |
| Common Stock | 63,252 | Indirect | Charles & Lydia Janac Trust |
Footnotes
- Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.
- Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.12 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 214,061 restricted stock units.
- The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.
- The shares are held by Charles & Lydia Janac Trust, for which the Reporting Person serves as trustee.
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