Filing Details

Accession Number:
0001415889-24-010124
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-03 17:51:31
Reporting Period:
2024-04-01
Accepted Time:
2024-04-03 17:51:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833465 Steven Pantelick C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-04-01 23,557 $0.00 37,623 No 4 M Direct
Class A Common Stock Disposition 2024-04-01 11,914 $23.16 25,709 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2024-04-01 5,056 $0.00 5,056 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2024-04-01 9,546 $0.00 9,546 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2024-04-01 8,955 $0.00 8,955 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,395 No 4 M Direct
105,008 No 4 M Direct
134,326 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  2. The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.
  3. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.
  4. The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  5. RSUs do not expire; they either vest or are canceled prior to the vesting date.
  6. The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  7. The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.